Regulation NMS

Results: 1042



#Item
21Stock market / Finance / Chicago Board Options Exchange / Open outcry / Electronic trading platform / Order / Electronic trading / Regulation NMS / Market maker / Financial economics / Investment / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMarch 26, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change

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Language: English - Date: 2015-03-26 15:32:34
22Stock market / United States securities law / Finance / Financial markets / Order / Securities Exchange Act / Chicago Board Options Exchange / Regulation NMS / Financial economics / Investment / United States Securities and Exchange Commission

Order Approving a Proposed Rule Change to Amend Rules 6.41 and 24.8

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Language: English - Date: 2015-03-25 14:28:49
23Financial markets / Business / Order / NASDAQ / Regulation NMS / Market maker / Electronic communication network / Algorithmic trading / Immediate or cancel / Stock market / Financial economics / Investment

SR-NASDAQPage 195 of 247 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 17:46:02
24Business / Financial regulation / United States securities law / U.S. Securities and Exchange Commission / National market system plan / Short / Financial markets / Financial economics / Finance

Limited Liability Company Agreement of CAT NMS, LLC

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Source URL: www.sec.gov

Language: English - Date: 2015-03-19 14:27:52
25Investment / Finance / Financial markets / 73rd United States Congress / United States securities law / Regulation NMS / Order / NASDAQ / Securities Exchange Act / Stock market / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BXMarch 31, 2015 Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Notice of Proposed Rule Change to Amend and Restate Certain Rules that

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Language: English - Date: 2015-03-31 17:40:32
26United States securities law / Investment / Stock market / Finance / Regulation NMS / Order / Securities Exchange Act / BATS Global Markets / Short / United States Securities and Exchange Commission / Financial economics / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGXApril 7, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 13:14:35
27Investment / 73rd United States Congress / United States securities law / Finance / Financial markets / Regulation NMS / Order / Market maker / NASDAQ / Stock market / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxMarch 31, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Proposed Rule Change to Amend and Restate Certain Rules tha

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 17:40:38
28United States securities law / Investment / Financial system / Self-regulatory organizations / Stock market / Regulation NMS / International Securities Exchange / Securities Exchange Act / Order / Financial economics / United States Securities and Exchange Commission / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEMarch 17, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change, as Modified b

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Language: English - Date: 2015-03-17 16:10:23
29Investment / Business / Finance / Regulation NMS / Financial markets / Order / Direct Edge / Securities Exchange Act / BATS Global Markets / United States Securities and Exchange Commission / Financial economics / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGAApril 7, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 13:14:28
30United States securities law / Financial economics / Economy of the United States / Investment / NASDAQ / Regulation NMS / Market data / Securities Exchange Act / NYSE Arca / Self-regulatory organizations / United States Securities and Exchange Commission / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 9, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru

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Source URL: www.sec.gov

Language: English - Date: 2015-04-10 08:26:36
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